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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

COLUMN CAPITAL ADVISORS, LLC

CRD 135118

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1e9d662-1e0e-920e-65c1-df4409a9bf4b

Data as of Apr 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 17
On other graphs: 0
Observed: Mar 22, 2012 to Apr 1, 2024
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 22
Advisory employees: 22
Offices: 2Schedule D 1.F, beyond the principal office
SEC number: 801-64213
CRD: 135118
Filings on the tape: 35
First filed: Mar 22, 2012
Latest filed: Apr 1, 2024
Organised: Limited Liability Company, Indiana

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLUMN CAPITAL GROUP, LTD.	CORPORATION / HOLDING COMPANY	E	yes	05/2005	Mar 22, 2012	Apr 1, 2024
SWEET, KEVIN, DOUGLAS	Shareholder	C	yes	05/2005	Mar 22, 2012	Apr 1, 2024
SWEET, KEVIN, DOUGLAS	Director	Na	yes	05/2005	Mar 22, 2012	Apr 1, 2024
UPCHURCH, BRIAN, WILLIAMS	MANAGING DIRECTOR	Na	yes	05/2005	Mar 22, 2012	Apr 1, 2024
UPCHURCH, BRIAN, WILLIAMS	MANAGING DIRECTOR	D	yes	05/2005	Mar 22, 2012	Apr 1, 2024
YU, JEFFREY, JEN-CHIE	CHIEF COMPLIANCE OFFICER	Na	yes	05/2007	Mar 22, 2012	Apr 1, 2024
YU, JEFFREY, JEN-CHIE	Shareholder	F	yes	07/2008	Mar 22, 2012	Apr 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPFINANCIAL PARTNERS, LLC	n/a	Institutional manager	$1237B	N	yes	n/a
CAPFINANCIAL SECURITIES, LLC.	n/a	Former SEC adviser	$116B	N	yes	n/a
COLUMN FAMILY OFFICE LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Apr 1, 2024	n/a	n/a	22	22	2	n/a	n/a
2022	Mar 27, 2023	$1.3B	$1.2B	22	22	2	n/a	n/a
2021	Mar 30, 2022	$1.3B	$1.3B	22	20	3	n/a	n/a
2020	Mar 27, 2021	$1.2B	$1.1B	20	20	1	n/a	n/a
2019	Mar 27, 2020	$1.0B	$972M	21	19	2	n/a	n/a
2018	Mar 27, 2019	$820M	$787M	19	19	2	n/a	n/a
2017	Mar 22, 2018	$843M	$804M	23	20	2	n/a	n/a
2016	Mar 23, 2017	$716M	$671M	19	18	n/a	n/a	n/a
2015	Mar 29, 2016	$612M	$569M	19	17	n/a	n/a	n/a
2014	Mar 23, 2015	$581M	$563M	16	12	n/a	n/a	n/a
2013	Mar 21, 2014	$588M	$573M	15	10	n/a	n/a	n/a
2012	Mar 8, 2013	$457M	$457M	12	8	n/a	n/a	n/a
2011	Mar 22, 2012	$392M	$392M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	n/a	$1.3B	n/a	$1.2B	n/a	22	22	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Captrust	13	Aug 9, 2024	Dec 1, 2023	INDIANAPOLIS, IN	Firm absorbed	Other	92.9%
VALEO FINANCIAL ADVISORS, LLC	2	Jan 10, 2019	Jan 3, 2019	INDIANAPOLIS, IN	Team lift out	RIA to RIA	16.7%

Relationships

Affiliated with (2)

→ CAPTRUST FINANCIAL ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← SWEET, KEVIN, DOUGLASOwnerSHAREHOLDER, ownership code C, individual
Mar 22, 2012 to presentfactForm ADV
← UPCHURCH, BRIAN, WILLIAMSOwnerMANAGING DIRECTOR, ownership code D, individual
Mar 22, 2012 to presentfactForm ADV
← YU, JEFFREY, JEN-CHIEOwnerSHAREHOLDER, ownership code F, individual
Mar 22, 2012 to presentfactForm ADV
← COLUMN CAPITAL GROUP, LTD.OwnerCORPORATION / HOLDING COMPANY, ownership code E, domestic entity
Mar 22, 2012 to presentfactForm ADV

Registered with (22)

← KEVIN DOUGLAS SWEETAdvisorregistration: previous registration
Jun 2, 2005 to Aug 9, 2024factForm ADV
← Brian UpchurchAdvisorregistration: previous registration
Jun 2, 2005 to Aug 9, 2024factForm ADV
← SHERI LYNN KENDALLAdvisorregistration: previous registration
May 15, 2007 to Aug 9, 2024factForm ADV
← JEFFREY JEN-CHIE YUAdvisorregistration: previous registration
May 15, 2007 to Aug 9, 2024factForm ADV
← LARRY RYAN THOMASAdvisorregistration: previous registration
May 15, 2007 to Aug 9, 2024factForm ADV
← KRISTIN ELIZABETH MOISTNERAdvisorregistration: previous registration
Jun 12, 2023 to Aug 9, 2024factForm ADV
← JUSTIN PAUL KASSANITSAdvisorregistration: previous registration
Sep 23, 2011 to Aug 9, 2024factForm ADV
← MARK AUGUST DEPREZAdvisorregistration: previous registration
Nov 15, 2018 to Aug 9, 2024factForm ADV
← Charlsie Irene AshlockAdvisorregistration: previous registration
Dec 4, 2018 to Aug 9, 2024factForm ADV
← Sarah Little GreccoAdvisorregistration: previous registration
Jan 2, 2019 to Aug 9, 2024factForm ADV
← CASEY JAMES BOLLOCKAdvisorregistration: previous registration
May 11, 2022 to Aug 9, 2024factForm ADV
← RYAN THOMAS KONOPAdvisorregistration: previous registration
Mar 29, 2021 to Aug 9, 2024factForm ADV
← Bradley YuAdvisorregistration: previous registration
Oct 23, 2020 to Aug 9, 2024factForm ADV
← Mariah Lynn DayAdvisorregistration: previous registration
Oct 28, 2022 to Aug 9, 2024factForm ADV
← JORDAN L CRABBAdvisorregistration: previous registration
Jun 15, 2021 to Mar 23, 2022factForm ADV
← Eric Francis GearyAdvisorregistration: previous registration
Aug 18, 2016 to Feb 15, 2022factForm ADV
← Melinda A WoolseyAdvisorregistration: previous registration
Nov 5, 2019 to Nov 9, 2021factForm ADV
← ERICH HALDEN STOUTAdvisorregistration: previous registration
Sep 27, 2013 to Jan 10, 2019factForm ADV
← DUSTIN MICHAEL THOMASAdvisorregistration: previous registration
Nov 27, 2013 to Jan 10, 2019factForm ADV
← KELLI KERR ELLISONAdvisorregistration: previous registration
Oct 28, 2014 to Jan 26, 2016factForm ADV
← BRADFORD DALE SZCZECINSKIAdvisorregistration: previous registration
Jun 2, 2005 to Dec 31, 2006factForm ADV
← MARY LYNN O'TOOLEAdvisorregistration: previous registration
Jun 6, 2005 to Dec 31, 2006factForm ADV

Moved with (2)

→ CAPTRUSTRegistered adviser13 advisors, firm absorbed, same day
Aug 9, 2024 to Dec 1, 2023factForm ADV
→ VALEO FINANCIAL ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Jan 10, 2019 to Jan 3, 2019factForm ADV

Dated events

Occurred
Aug 9, 2024
Firm absorbed
Column Capital Advisors, LLC's advisors moved to Captrust (Indianapolis, IN): 13 of 14 registered, on the same day
Form ADVobserved 5 days ago
13 advisors
Occurred
Aug 9, 2024
Advisor changed firm
Jeffrey Jen-Chie Yu left Column Capital Advisors, Llc for Captrust (registered 2023-12-01)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Casey James Bollock left Column Capital Advisors, Llc for Captrust (registered 2023-11-01)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Justin Paul Kassanits left Column Capital Advisors, Llc for Captrust (registered 2023-10-16)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Ryan Thomas Konop left Column Capital Advisors, Llc for Captrust (registered 2023-10-16)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Sarah Little Grecco left Column Capital Advisors, Llc for Captrust (registered 2023-10-16)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Mark August Deprez left Column Capital Advisors, Llc for Captrust (registered 2023-10-16)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Kevin Douglas Sweet left Column Capital Advisors, Llc for Captrust (registered 2023-10-16)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Brian Upchurch left Column Capital Advisors, Llc for Captrust (registered 2023-10-16)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Bradley Yu left Column Capital Advisors, Llc for Captrust (registered 2023-10-16)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Mariah Lynn Day left Column Capital Advisors, Llc for Captrust (registered 2023-10-31)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Charlsie Irene Ashlock left Column Capital Advisors, Llc for Captrust (registered 2023-10-23)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Sheri Lynn Kendall left Column Capital Advisors, Llc for Captrust (registered 2023-10-16)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Larry Ryan Thomas left Column Capital Advisors, Llc for Captrust (registered 2023-10-16)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Kristin Elizabeth Moistner left Column Capital Advisors, Llc for Captrust (registered 2023-10-20)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2022
Advisor changed firm
Jordan L Crabb left Column Capital Advisors, Llc for Mariner (registered 2022-04-05)
Form ADVobserved 5 days ago
Occurred
Feb 15, 2022
Advisor changed firm
Eric Francis Geary left Column Capital Advisors, Llc for Centerpoint Wealth Management, Llc (registered 2022-03-25)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1e9d662-1e0e-920e-65c1-df4409a9bf4b
First observed: Mar 22, 2012
Last observed: Apr 1, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COLUMN CAPITAL ADVISORS, LLC

CRD 135118

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d1e9d662-1e0e-920e-65c1-df4409a9bf4b

Data as of Apr 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLUMN CAPITAL GROUP, LTD.

CORPORATION / HOLDING COMPANY

yes

05/2005

Mar 22, 2012

Apr 1, 2024

SWEET, KEVIN, DOUGLAS

Shareholder

yes

05/2005

Mar 22, 2012

Apr 1, 2024

SWEET, KEVIN, DOUGLAS

Director

yes

05/2005

Mar 22, 2012

Apr 1, 2024

UPCHURCH, BRIAN, WILLIAMS

MANAGING DIRECTOR

yes

05/2005

Mar 22, 2012

Apr 1, 2024

UPCHURCH, BRIAN, WILLIAMS

MANAGING DIRECTOR

yes

05/2005

Mar 22, 2012

Apr 1, 2024

YU, JEFFREY, JEN-CHIE

CHIEF COMPLIANCE OFFICER

yes

05/2007

Mar 22, 2012

Apr 1, 2024

YU, JEFFREY, JEN-CHIE

Shareholder

yes

07/2008

Mar 22, 2012

Apr 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPFINANCIAL PARTNERS, LLC

n/a

Institutional manager

$1237B

yes

n/a

CAPFINANCIAL SECURITIES, LLC.

n/a

Former SEC adviser

$116B

yes

n/a

COLUMN FAMILY OFFICE LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Apr 1, 2024

n/a

2022

Mar 27, 2023

$1.3B

$1.2B

n/a

2021

Mar 30, 2022

$1.3B

n/a

2020

Mar 27, 2021

$1.2B

$1.1B

n/a

2019

Mar 27, 2020

$1.0B

$972M

n/a

2018

Mar 27, 2019

$820M

$787M

n/a

2017

Mar 22, 2018

$843M

$804M

n/a

2016

Mar 23, 2017

$716M

$671M

n/a

2015

Mar 29, 2016

$612M

$569M

n/a

2014

Mar 23, 2015

$581M

$563M

n/a

2013

Mar 21, 2014

$588M

$573M

n/a

2012

Mar 8, 2013

$457M

n/a

2011

Mar 22, 2012

$392M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a

$1.3B

n/a

$1.2B

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Captrust

Aug 9, 2024

Dec 1, 2023

INDIANAPOLIS, IN

Firm absorbed

Other

92.9%

VALEO FINANCIAL ADVISORS, LLC

Jan 10, 2019

Jan 3, 2019

INDIANAPOLIS, IN

Team lift out

RIA to RIA

16.7%