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Advisor at IP FINANCIAL ADVISORY SERVICES LLC
Phoenix, MD | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IP FINANCIAL ADVISORY SERVICES LLC | Independent wealth | Dec 1, 2025 | n/a | yes | Phoenix, MD|CHARLOTTE, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 19, 2017 | Sep 25, 2025 | no | BALTIMORE, MD|BALTIMORE, MD|SAN DIEGO, CA|CAMBRIDGE, MD|CENTREVILLE, MD|CENTREVILLE, MD|CHESTER, MD|CHESTERTOWN, MD|DENTON, MD|EASTON, MD|EASTON, MD|EASTON, MD|ELKRIDGE, MD|GRASONVILLE, MD|OWINGS MILLS, MD|RIDGELY - HILLSBORO, MD|ST. MICHAELS, MD|STEVENSVILLE, MD|CAMDEN, DE|DOVER, DE|FELTON, DE|MILFORD, DE|ONLEY, VA|DOVER, DE|FELTON, DE|CAMDEN, DE|MILFORD, DE|REHOBOTH, DE|EDGEWATER, MD|LOTHIAN, MD|GLEN BURNIE, MD|CROFTON, MD|ANNAPOLIS, MD|SEVERNA PARK, MD|ANNAPOLIS, MD|OCEAN CITY, MD | Previous registration |
| NORTHWEST ADVISORS, INC. | Former SEC adviser | Jan 3, 2013 | May 22, 2017 | no | BALTIMORE, MD|WARREN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | IP FINANCIAL ADVISORY SERVICES LLC | Sep 25, 2025 | Dec 1, 2025 | 67 | Firm change | Ibd to RIA |
| NORTHWEST ADVISORS, INC. | LPL FINANCIAL LLC | May 22, 2017 | May 19, 2017 | -3 | Firm change | Other |