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Advisor at MARINER
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | May 11, 2006 | n/a | yes | OVERLAND PARK, KS | Current employment |
| FIRSTPOINT FINANCIAL, LLC | Former SEC adviser | May 22, 2015 | Mar 22, 2017 | no | PITTSBURG, KS|OVERLAND PARK, KS | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Nov 28, 2005 | May 31, 2006 | no | PITTSBURG, KS|PITTSBURG, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRSTPOINT FINANCIAL, LLC | n/a | Mar 22, 2017 | n/a | n/a | Departure no registered destination | Departure |
| A. G. EDWARDS & SONS, INC. | Mariner | May 31, 2006 | May 11, 2006 | -20 | Firm change | Other |