DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

SKIP A AMES

Advisor at OSAIC WEALTH, INC.

SUNRISE, FL | North Miami, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4408481-5b98-a1fb-6322-de4cbcc553c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 24, 2000
First registration: Jun 15, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4269262

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	SUNRISE, FL\|North Miami, FL	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	Apr 11, 2017	Nov 2, 2018	no	SUNRISE, FL\|TAMPA, FL	Previous registration
LADENBURG THALMANN ASSET MANAGEMENT INC	Other adviser	Jun 4, 2009	Feb 22, 2010	no	MIAMI, FL	Previous registration
THE CONCORD EQUITY GROUP, LLC	n/a	Jun 15, 2004	Apr 27, 2007	no	BAY HARBOR, FL\|N. MIAMI BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
LADENBURG THALMANN ASSET MANAGEMENT INC	SIGNATOR INVESTORS, INC.	Feb 22, 2010	Apr 11, 2017	2,605	Firm change after gap	Other
THE CONCORD EQUITY GROUP, LLC	LADENBURG THALMANN ASSET MANAGEMENT INC	Apr 27, 2007	Jun 4, 2009	769	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Apr 11, 2017 to Nov 2, 2018factForm ADV
→ LADENBURG THALMANN ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Jun 4, 2009 to Feb 22, 2010factForm ADV
→ THE CONCORD EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 15, 2004 to Apr 27, 2007factForm ADV

Dated events

No dated event names this entity yet.