DFX Intelligence

J••••• A••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J••••• A••• S••••

Advisor at L•• E••••••••• L••

WARRINGTON, PA | GOULDSBORO, PA

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Search this name across graphsid dfx:ria:c445afa8-60d1-43e0-7591-625b2de9475b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 29, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 24, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	n/a	yes	GOULDSBORO, PA\|WARRINGTON, PA	Current employment
P•••• S••••••••• L••	No RAUM reported	Oct 6, 2023	Nov 14, 2024	no	Warrington, PA\|Gouldsboro, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
C•••••• A•••••••	P•••• S••••••••• L••	Oct 4, 2023	Oct 6, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
162200:5685:PA:2023-10-04	Oct 4, 2023	Oct 6, 2023	BETHLEHEM, PA	Firm change

Relationships

Registered with (7)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Oct 6, 2023 to Nov 14, 2024factForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Mar 31, 2015 to Oct 4, 2023factForm ADV
→ L•••••• I•••••••••

Dated events

Occurred
Oct 4, 2023
Advisor changed firm
J••••• A••• S•••• left C•••••• A••••••• for P•••• S••••••••• L•• (registered 2023-10-06)
Form ADVobserved 7 days ago
Occurred
Oct 4, 2023
Advisor changed firm
J••••• A••• S•••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2015-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c445afa8-60d1-43e0-7591-625b2de9475b
First observed: Oct 29, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.