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Advisor at BROOKWOOD INVESTMENT GROUP
MIDDLEBURY, CT | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKWOOD INVESTMENT GROUP | Independent wealth | Jun 30, 2023 | n/a | yes | PHOENIX, AZ|MIDDLEBURY, CT | Current employment |
| REDWOOD PRIVATE WEALTH | Former SEC adviser | Jun 17, 2022 | Mar 31, 2025 | no | MIDDLEBURY, CT|PHOENIX, AZ | Previous registration |
| BELPOINTE ASSET MANAGEMENT LLC | Independent wealth | May 14, 2019 | Jun 30, 2023 | no | Greenwich, CT|RENO, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REDWOOD PRIVATE WEALTH | BROOKWOOD INVESTMENT GROUP | Mar 31, 2025 | Jun 30, 2023 | -640 | Bulk transfer | Other |
| BELPOINTE ASSET MANAGEMENT LLC | REDWOOD PRIVATE WEALTH | Jun 30, 2023 | Jun 17, 2022 | -378 | Firm change after gap | RIA to RIA |