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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

FRANCIS COOPER LAWRANCE

Advisor at SEACREST WEALTH MANAGEMENT, LLC

DARIEN, CT | PURCHASE, NY

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Search this name across graphsid dfx:ria:c44b97b6-e3ae-d46c-c073-84a7eb35d284

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 25, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEACREST WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 12, 1984
First registration: Aug 25, 1999
Dual registered: yes, broker-dealer
Other names: FRANK LAWRANCE|FRANCIS COOPER JR LAWRANCE
IAPD individual key: 1029741

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEACREST WEALTH MANAGEMENT, LLC	Independent wealth	Sep 20, 2019	n/a	yes	DARIEN, CT\|PURCHASE, NY	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 11, 2012	Sep 25, 2019	no	SOUTHPORT, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jul 10, 2012	no	WESTPORT, CT\|SOUTHPORT, CT	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 25, 1999	Jan 1, 2008	no	SOUTHPORT, CT\|SOUTHPORT, CT\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	SEACREST WEALTH MANAGEMENT, LLC	Sep 25, 2019	Sep 20, 2019	-5	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 10, 2012	Jul 11, 2012	1	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ SEACREST WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 20, 2019 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jul 11, 2012 to Sep 25, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jul 10, 2012factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 25, 1999 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.