DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Francis Cooper Lawrance
Feed of 09/15/2026
Also filed as Frank Lawrance
At current firm
6 y
since Sep 20, 2019
In the industry
42 y
since Apr 12, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Seacrest Wealth Management, LLC independent RIA currentsince Sep 20, 2019 · Darien, Ct
- Raymond James Financial Services Advisors, Inc BD affiliatedJul 11, 2012 to Sep 25, 2019 · Southport, Ct
- Wells Fargo Advisors wirehouseJan 1, 2008 to Jul 10, 2012 · Westport, Ct
- A. G. Edwards & Sons, Inc. unclassifiedAug 25, 1999 to Jan 1, 2008 · Southport, Ct
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Seacrest Wealth Management, LLCleft Sep 25, 2019, registered Sep 20, 2019 (-5 days) · Affiliated broker-dealer or bank to independent RIA
- Wells Fargo Advisors to Raymond James Financial Services Advisors, Incleft Jul 10, 2012, registered Jul 11, 2012 (1 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address