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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

BRANDON BURROUGHS

Advisor at WELLS FARGO ADVISORS

BIRMINGHAM, AL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 20, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 8, 2015
First registration: May 20, 2016
Dual registered: yes, broker-dealer
Other names: Brandon Burroughs|BRANDON LEE BURROUGHS|BL BURROUGHS
IAPD individual key: 6452718

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 7, 2022	n/a	yes	BIRMINGHAM, AL\|BIRMINGHAM, AL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 10, 2021	Apr 7, 2022	no	Birmingham, AL\|Nashville, TN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 25, 2019	Aug 26, 2021	no	GADSDEN, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 11, 2017	Dec 5, 2018	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	May 20, 2016	Jul 31, 2017	no	Birmingham, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Apr 7, 2022	Jun 7, 2022	61	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	J.P. MORGAN SECURITIES LLC	Aug 26, 2021	Dec 10, 2021	106	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Dec 5, 2018	Jan 25, 2019	51	Firm change	Wirehouse to wirehouse
PRINCIPAL SECURITIES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 31, 2017	Aug 11, 2017	11	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 25, 2019 to Aug 26, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 10, 2021 to Apr 7, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 11, 2017 to Dec 5, 2018factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
May 20, 2016 to Jul 31, 2017factForm ADV

Dated events

Occurred
Apr 7, 2022
Advisor changed firm
Brandon Burroughs left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2022-06-07)
Form ADVobserved 3 days ago