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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FARMINGTON HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 17, 2022 | n/a | yes | FARMINGTON HILLS, MI | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Oct 10, 2019 | Jun 28, 2022 | no | Farmington Hills, MI|ARLINGTON, VA|Farmington Hills, MI|Birmingham, MI | Previous registration |
| EDWARD JONES | National bd RIA | Sep 13, 2017 | Jan 30, 2019 | no | GRAND RAPIDS, MI|ST LOUIS, MO|GRAND RAPIDS, MI|GRAND RAPIDS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 28, 2022 | Aug 17, 2022 | 50 | Firm change | RIA to wirehouse |
| EDWARD JONES | E*TRADE CAPITAL MANAGEMENT, LLC | Jan 30, 2019 | Oct 10, 2019 | 253 | Firm change | Ibd to RIA |