DFX Intelligence
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Advisor at L•• F•••••••• L••
SOUTH BEND, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 18, 2021 | n/a | yes | SOUTH BEND, IN | Current employment |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Oct 21, 2015 | May 20, 2021 | no | MARINETTE, WI|South Bend, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••• F•••••••• A•••••••• I••• | L•• F•••••••• L•• | May 20, 2021 | May 18, 2021 | -2 | Bulk transfer | Ibd to ibd |
| L••••• A•••••••• L•• | V••• F•••••••• A•••••••• I••• | Oct 20, 2015 | Oct 21, 2015 |
| L••••• A•••••••• L•• | Former SEC adviser | Aug 10, 2005 | Oct 20, 2015 | no | PALM BEACH GARDENS, FL|SOUTH BEND, IN | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Nov 17, 2003 | Aug 2, 2005 | no | FORT WAYNE, IN | Previous registration |
| 1 |
| Firm change |
| Other |
| P•••• S••••••••• L•• | L••••• A•••••••• L•• | Aug 2, 2005 | Aug 10, 2005 | 8 | Firm change | Other |