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Registered advisor
B•••• S•••• J••••••
Feed of 09/14/2026
Also filed as B•••• S J••••••
At current firm
5 y
since May 18, 2021
In the industry
26 y
since Nov 5, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 18, 2021 · South Bend, In
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 21, 2015 to May 20, 2021 · Marinette, Wi
- L••••• A•••••••• L•• formerAug 10, 2005 to Oct 20, 2015 · Palm Beach Gardens, Fl
- P•••• S••••••••• L•• no RAUMNov 17, 2003 to Aug 2, 2005 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left May 20, 2021, registered May 18, 2021 (-2 days) · corporate re-registration, not a move
- L••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Oct 20, 2015, registered Oct 21, 2015 (1 days) · Other
- P•••• S••••••••• L•• to L••••• A•••••••• L••left Aug 2, 2005, registered Aug 10, 2005 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address