DFX Intelligence

B••••••• O•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

B••••••• O•••••••••

Advisor at S••••

NEW YORK, NY | CHICAGO, IL

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Search this name across graphsid dfx:ria:c478c5fe-c887-980f-6a7d-6242cca91155

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Feb 26, 2026	n/a	yes	CHICAGO, IL\|NEW YORK, NY	Current employment
T•• M••••• G••••• L••	Independent wealth	Dec 10, 2018	Apr 8, 2019	no	Chicago, IL\|CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• M••••• G••••• L••	S••••	Apr 8, 2019	Feb 26, 2026	2,516	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ S••••Registered adviserregistration: current employment
Feb 26, 2026 to presentfactForm ADV
→ T•• M••••• G••••• L••Registered adviserregistration: previous registration
Dec 10, 2018 to Apr 8, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c478c5fe-c887-980f-6a7d-6242cca91155
First observed: Dec 10, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.