DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Matthew Philip Schupak

Advisor at UBS FINANCIAL SERVICES INC.

Port Washington, NY | WEEHAWKEN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c47c54c8-911f-5ef2-0fe5-79ce1bbd7a79

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 14, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 14, 1999
First registration: Jan 23, 2006
Dual registered: yes, broker-dealer
Other names: MATTHEW PHILIP SCHUPAK|MATTHEW PHILIP SCHUPAK|MATTHEW P SCHUPAK|Matthew Schupak
IAPD individual key: 2773940

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 23, 2017	n/a	yes	WEEHAWKEN, NJ\|Port Washington, NY	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 6, 2013	Mar 9, 2017	no	JERSEY CITY, NJ\|JERSEY CITY, NJ\|NEW YORK, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 1, 2007	May 31, 2013	no	WEEHAWKEN, NJ\|WEEHAWKEN, NJ\|WEEHAWKEN, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 23, 2006	Mar 24, 2006	no	PURCHASE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Mar 9, 2017	Mar 23, 2017	14	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 31, 2013	Aug 6, 2013	67	Firm change	Wirehouse to wirehouse
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Mar 24, 2006	Oct 1, 2007	556	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:8174:NY:2017-02-24	Mar 9, 2017	Mar 23, 2017	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 1, 2007 to May 31, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 6, 2013 to Mar 9, 2017factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 23, 2006 to Mar 24, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c47c54c8-911f-5ef2-0fe5-79ce1bbd7a79
First observed: Jan 23, 2006
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Matthew Philip Schupak

Advisor at UBS FINANCIAL SERVICES INC.

Port Washington, NY | WEEHAWKEN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c47c54c8-911f-5ef2-0fe5-79ce1bbd7a79

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

UBS FINANCIAL SERVICES INC.

Wirehouse

Mar 23, 2017

n/a

yes

WEEHAWKEN, NJ|Port Washington, NY

Current employment

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Aug 6, 2013

Mar 9, 2017

JERSEY CITY, NJ|JERSEY CITY, NJ|NEW YORK, NY

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Oct 1, 2007

May 31, 2013

WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ

Previous registration

MORGAN STANLEY DW INC.

n/a

Jan 23, 2006

Mar 24, 2006

PURCHASE, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

Mar 9, 2017

Mar 23, 2017

Firm change

Wirehouse to wirehouse

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 31, 2013

Aug 6, 2013

Firm change

Wirehouse to wirehouse

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

Mar 24, 2006

Oct 1, 2007

556

Firm change after gap

Other

Team

Left

Joined

From

Kind

7691:8174:NY:2017-02-24

Mar 9, 2017

Mar 23, 2017

NEW YORK, NY

Firm change