D•••••• P•••••

Advisor at S••••• T•••• A•••••••• L••

SAN FRANCISCO, CA | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c488a0b7-067d-29ad-a340-dce2e2d175c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• T•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• T•••• A•••••••• L••	Independent wealth	Aug 17, 2015	n/a	yes	SAN FRANCISCO, CA\|NEW YORK, NY	Current employment
B••••••• C•••••• I•••	Former SEC adviser	Jan 21, 2009	Aug 25, 2015	no	REDWOOD CITY, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• C•••••• I•••	S••••• T•••• A•••••••• L••	Aug 25, 2015	Aug 17, 2015	-8	Firm change	Other
L••••• B••••••• I•••	B••••••• C•••••• I•••	Oct 15, 2008	Jan 21, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
19714:220519:CA:2015-08-25	Aug 25, 2015	Aug 17, 2015	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ S••••• T•••• A•••••••• L••Registered adviserregistration: current employment
Aug 17, 2015 to presentfactForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Jan 21, 2009 to Aug 25, 2015factForm ADV
→ L••••• B••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2008 to Oct 15, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c488a0b7-067d-29ad-a340-dce2e2d175c0
First observed: Apr 1, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.