RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• P•••••
- S••••• T•••• A•••••••• L•• independent RIA currentsince Aug 17, 2015 · San Francisco, Ca
- B••••••• C•••••• I••• formerJan 21, 2009 to Aug 25, 2015 · Redwood City, Ca
- L••••• B••••••• I••• unclassifiedApr 1, 2008 to Oct 15, 2008 · San Francisco, Ca
- B••••••• C•••••• I••• to S••••• T•••• A•••••••• L••left Aug 25, 2015, registered Aug 17, 2015 (-8 days) · Other · moved with a team
- L••••• B••••••• I••• to B••••••• C•••••• I•••left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address