DFX Intelligence

P••••• R••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

P••••• R••• B••••

Advisor at C•• A•••• M••••••••• G••••

NAPLES, FL | charlotte, NC

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Search this name across graphsid dfx:ria:c4900c7f-d85c-116e-1186-0227a634b9c0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• A•••• M••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 30, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• A•••• M••••••••• G••••	Independent wealth	Apr 2, 2014	n/a	yes	NAPLES, FL\|charlotte, NC	Current employment
B•••• F••••••••• L••	Former SEC adviser	Jan 29, 2007	Apr 1, 2014	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• F••••••••• L••	C•• A•••• M••••••••• G••••	Apr 1, 2014	Apr 2, 2014	1	Firm change	Other
N•• A•••••• S•••••••• L••	B•••• F••••••••• L••	Jan 29, 2007	Jan 29, 2007

Relationships

Registered with (3)

→ C•• A•••• M••••••••• G••••Registered adviserregistration: current employment
Apr 2, 2014 to presentfactForm ADV
→ B•••• F••••••••• L••Registered adviserregistration: previous registration
Jan 29, 2007 to Apr 1, 2014factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2006 to Jan 29, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4900c7f-d85c-116e-1186-0227a634b9c0
First observed: Sep 25, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.