DFX Intelligence

D•••••• F• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

D•••••• F• G••••

Advisor at G•••• A•••• M••••••••• L••

MIDDLETOWN, NJ

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Search this name across graphsid dfx:ria:c49757aa-d123-4ad0-914a-c9580ba27656

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 14, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 21, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• A•••• M••••••••• L••	State registered	Aug 26, 2022	n/a	yes	MIDDLETOWN, NJ	Current employment
B••••••••	State registered	Sep 27, 2018	Mar 9, 2022	no	FORT WASHINGTON, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••	G•••• A•••• M••••••••• L••	Mar 9, 2022	Aug 26, 2022	170	Firm change	Other
H•••••• T••••••• • K•••• L••	B••••••••	Sep 27, 2018	Sep 27, 2018

Relationships

Registered with (4)

→ G•••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 26, 2022 to presentfactForm ADV
→ B••••••••Registered adviserregistration: previous registration
Sep 27, 2018 to Mar 9, 2022factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Feb 7, 2017 to Sep 27, 2018factForm ADV
→ G••••• S•••• I••••••••• A••••••• S•••••••• L••

Dated events

Occurred
Mar 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c49757aa-d123-4ad0-914a-c9580ba27656
First observed: Aug 14, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.