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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

BRUNO PERAZA

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

Coral Gables, FL | CORAL GABLES, FL | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:c497df86-8a07-ceff-66e6-8585b08abeb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Aug 25, 1999
First registration: Jan 17, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 2430260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Sep 1, 2026	n/a	yes	Coral Gables, FL\|CORAL GABLES, FL\|SAN DIEGO, CA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 15, 2023	Sep 3, 2026	no	CORAL GABLES, FL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 22, 2021	Jun 29, 2023	no	CORAL GABLES, FL\|Coral Gables, FL\|BOCA RATON, FL	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Nov 21, 2019	May 20, 2021	no	CORAL GABLES, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 9, 2014	Oct 31, 2019	no	MIAMI, FL\|CORAL GABLES, FL\|CORAL GABLES, FL\|CORAL GABLES, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 31, 2010	Dec 3, 2014	no	MIAMI, FL\|HIALEAH, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 17, 2006	Sep 15, 2010	no	MIAMI, FL\|HIALEAH, FL\|MIAMI GARDENS, FL\|MIAMI, FL\|HIALEAH, FL\|MIAMI LAKES, FL\|MIAMI SPRINGS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	INDEPENDENT FINANCIAL GROUP, LLC	Sep 3, 2026	Sep 1, 2026	-2	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	May 15, 2023	-45	Bulk transfer	Ibd to ibd
SUMMIT FINANCIAL GROUP INC	CETERA ADVISOR NETWORKS LLC	May 20, 2021	Mar 22, 2021	-59	Channel change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	SUMMIT FINANCIAL GROUP INC	Oct 31, 2019	Nov 21, 2019	21	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 3, 2014	Dec 9, 2014	6	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Sep 15, 2010	Aug 31, 2010	-15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109485:13572:FL:2021-05-20	May 20, 2021	Mar 22, 2021	CORAL GABLES, FL	Firm change after gap

Relationships

Registered with (7)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
May 15, 2023 to Sep 3, 2026factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 22, 2021 to Jun 29, 2023factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Nov 21, 2019 to May 20, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Dec 9, 2014 to Oct 31, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 31, 2010 to Dec 3, 2014factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 17, 2006 to Sep 15, 2010factForm ADV

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
Bruno Peraza left Cetera Investment Advisers Llc for Independent Financial Group, Llc (registered 2026-09-01)
Form ADVobserved 6 days ago