DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bruno Peraza
Feed of 09/14/2026
At current firm
0 y
since Sep 1, 2026
In the industry
27 y
since Aug 25, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Sep 1, 2026 · Coral Gables, Fl
- Cetera Investment Advisers LLC BD affiliatedMay 15, 2023 to Sep 3, 2026 · Coral Gables, Fl
- Cetera Advisor Networks LLC formerMar 22, 2021 to Jun 29, 2023 · Coral Gables, Fl
- Summit Financial Group Inc formerNov 21, 2019 to May 20, 2021 · Coral Gables, Fl
- Raymond James Financial Services Advisors, Inc BD affiliatedDec 9, 2014 to Oct 31, 2019 · Miami, Fl
- Wells Fargo Advisors wirehouseAug 31, 2010 to Dec 3, 2014 · Miami, Fl
- Suntrust Investment Services, Inc. formerJan 17, 2006 to Sep 15, 2010 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Independent Financial Group, LLCleft Sep 3, 2026, registered Sep 1, 2026 (-2 days) · Affiliated broker-dealer or bank to another
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 29, 2023, registered May 15, 2023 (-45 days) · corporate re-registration, not a move
- Summit Financial Group Inc to Cetera Advisor Networks LLCleft May 20, 2021, registered Mar 22, 2021 (-59 days) · channel change inside one enterprise, not a move · moved with a team
- Raymond James Financial Services Advisors, Inc to Summit Financial Group Incleft Oct 31, 2019, registered Nov 21, 2019 (21 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Raymond James Financial Services Advisors, Incleft Dec 3, 2014, registered Dec 9, 2014 (6 days) · Other
- Suntrust Investment Services, Inc. to Wells Fargo Advisorsleft Sep 15, 2010, registered Aug 31, 2010 (-15 days) · Other
Signals
- Bruno Peraza left Cetera Investment Advisers Llc for Independent Financial Group, Llc (registered 2026-09-01)Sep 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address