This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.57 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=1.0

Regulatory AUM

$275MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$275M

Private client RAUM

$158MderivedItem 5.D individuals plus high net worth individuals

Private client share

57%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$91.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

5

Offices

0Schedule D 1.F, beyond the principal office

Accounts

98

Individual clients

11

High net worth clients

74

SEC number

801-70447

CIK

1584087

CRD

148566

Filings on the tape

28

First filed

Jan 20, 2012

Latest filed

Mar 30, 2026

Organised

Limited Liability Company, DE

Website

1492capitalmanagement.com

• Occurred

  Mar 30, 2022
  Control person left

  Elain Nancy Frohna (Chief Compliance Officer / Chief Operations Officer) no longer on Schedule A of 1492 Capital Management, Llc (listed 2021-11-15, absent 2022-03-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c49a69f5-69eb-acb1-23e3-7c2f87fa7f6f

First observed

Jan 20, 2012

Last observed

Mar 30, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.