DFX Intelligence

C••••••••• J•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst31 years in industry

C••••••••• J•••• B••••••

Advisor at F••••• I•••••••••

Tampa, FL | PLANO, TX

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Search this name across graphsid dfx:ria:c49f4717-f8cf-49ab-5613-75c4f6ca3e83

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Sep 18, 2019	n/a	yes	PLANO, TX\|Tampa, FL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Sep 7, 2018	May 20, 2019	no	PLANO, TX\|PLANO, TX\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	F••••• I•••••••••	May 20, 2019	Sep 18, 2019	121	Firm change	Wirehouse to RIA
A••••••• I••••••••• M••••••••• L••	J••• M••••• S••••••••• L••	Jan 5, 2017	Sep 7, 2018

Relationships

Registered with (8)

→ F••••• I•••••••••Registered adviserregistration: current employment
Sep 18, 2019 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 7, 2018 to May 20, 2019factForm ADV
→ A••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 13, 2016 to Jan 5, 2017factForm ADV
→ U••••• C•••••• A•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c49f4717-f8cf-49ab-5613-75c4f6ca3e83
First observed: Jan 1, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.