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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

FREDERICK THOMAS TURNER

Advisor at WELLS FARGO ADVISORS

BETHESDA, MD | ISELIN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4afaab7-7a81-b149-e6a8-fe6e100379d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Sep 21, 1998
First registration: May 23, 2002
Dual registered: yes, broker-dealer
Other names: RICK TURNER
IAPD individual key: 3094392

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 3, 2025	n/a	yes	BETHESDA, MD\|ISELIN, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 12, 2002	Mar 3, 2025	no	SOUTH PLAINFIELD, NJ\|SOUTH PLAINFIELD, NJ\|SHORT HILLS, NJ\|WOODBRIDGE, NJ\|PERTH AMBOY, NJ\|FORDS, NJ\|WOODBRIDGE, NJ\|CARTERET, NJ\|OAKHURST, NJ\|EDISON, NJ\|SHORT HILLS, NJ\|SHORT HILLS, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 23, 2002	Jul 1, 2002	no	RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Mar 3, 2025	Mar 3, 2025	0	Channel change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Jul 1, 2002	Jun 12, 2002	-19	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:NJ:2025-03-03	Mar 3, 2025	Mar 3, 2025	SHORT HILLS, NJ	Firm change

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 12, 2002 to Mar 3, 2025factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 23, 2002 to Jul 1, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4afaab7-7a81-b149-e6a8-fe6e100379d7
First observed: May 23, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FREDERICK THOMAS TURNER

Advisor at WELLS FARGO ADVISORS

BETHESDA, MD | ISELIN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4afaab7-7a81-b149-e6a8-fe6e100379d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Mar 3, 2025

n/a

yes

BETHESDA, MD|ISELIN, NJ

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jun 12, 2002

Mar 3, 2025

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

May 23, 2002

Jul 1, 2002

RED BANK, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Mar 3, 2025

Channel change

Wirehouse to wirehouse

UBS FINANCIAL SERVICES INC.

WELLS FARGO ADVISORS

Jul 1, 2002

Jun 12, 2002

-19

Firm change

Wirehouse to wirehouse

Team

Left

Joined

From

Kind

19616:11025:NJ:2025-03-03

Mar 3, 2025

SHORT HILLS, NJ

Firm change