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B•••• J• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

B•••• J• C•••

Advisor at C••••• P••••••• L••

RALEIGH, NC | NEW YORK, NY

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Search this name across graphsid dfx:ria:c4b413c3-2a75-f31d-92af-0f3b079a688e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	May 27, 2025	n/a	yes	NEW YORK, NY\|RALEIGH, NC	Current employment
C••••• P••••••• L••	Independent wealth	Apr 1, 2025	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••• W•••••• L••	C••••• P••••••• L••	Apr 1, 2025	Apr 1, 2025	0	Firm change	RIA to RIA
L•• F•••••••• L••	C••• W•••••• L••	Mar 25, 2014

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170372:151559:NC:2025-04-01	Apr 1, 2025	Apr 1, 2025	RALEIGH, NC	Firm change

Relationships

Registered with (4)

→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
May 27, 2025 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: current employment
Apr 1, 2025 to presentfactForm ADV
→ C••• W•••••• L••Registered adviserregistration: previous registration
Mar 20, 2014 to Apr 1, 2025factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
B•••• J• C••• left C••• W•••••• L•• for C••••• P••••••• L•• (registered 2025-04-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4b413c3-2a75-f31d-92af-0f3b079a688e
First observed: Sep 6, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.