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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

Tyler James Peachey

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Newton, KS

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Search this name across graphsid dfx:ria:c4b44cc6-fe58-bc6a-d117-deb9e1d55cc5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 25, 2016
First registration: Jan 26, 2016
Dual registered: yes, broker-dealer
Other names: TYLER PEACHEY|TYLER JAMES PEACHEY
IAPD individual key: 6584860

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 24, 2025	n/a	yes	Newton, KS	Current employment
WEALTH ALLIANCE ADVISORY GROUP, LLC	Independent wealth	Oct 4, 2021	Jun 25, 2025	no	WICHITA, KS	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Nov 19, 2020	Apr 15, 2021	no	WICHITA, KS\|St. Louis, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	Dec 2, 2020	no	MCPHERSON, KS\|HUTCHINSON, KS\|MCPHERSON, KS\|LINDSBORG, KS\|LYONS, KS\|GREAT BEND, KS	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Jan 26, 2016	Nov 29, 2017	no	McPherson, KS\|LINDSBORG, KS\|MCPHERSON, KS\|HUTCHINSON, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH ALLIANCE ADVISORY GROUP, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 25, 2025	Jan 24, 2025	-152	Firm change after gap	RIA to ibd
PRUCO SECURITIES, LLC	WEALTH ALLIANCE ADVISORY GROUP, LLC	Apr 15, 2021	Oct 4, 2021	172	Firm change	Ibd to RIA
LPL FINANCIAL LLC	PRUCO SECURITIES, LLC	Dec 2, 2020	Nov 19, 2020	-13	Firm change	Ibd to ibd
INVESTMENT CENTERS OF AMERICA, INC.	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Bulk transfer	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ WEALTH ALLIANCE ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Oct 4, 2021 to Jun 25, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 19, 2020 to Apr 15, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to Dec 2, 2020factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Jan 26, 2016 to Nov 29, 2017factForm ADV

Dated events

Occurred
Jun 25, 2025
Advisor changed firm
Tyler James Peachey left Wealth Alliance Advisory Group, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-01-24)
Form ADVobserved 5 days ago