RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• J•••• P••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 24, 2025 · Newton, Ks
- W••••• A••••••• A••••••• G••••• L•• independent RIAOct 4, 2021 to Jun 25, 2025 · Wichita, Ks
- P•••• S••••••••• L•• no RAUMNov 19, 2020 to Apr 15, 2021 · Wichita, Ks
- L•• F•••••••• L•• BD affiliatedNov 29, 2017 to Dec 2, 2020 · Mcpherson, Ks
- I••••••••• C•••••• O• A••••••• I••• formerJan 26, 2016 to Nov 29, 2017 · Mcpherson, Ks
- W••••• A••••••• A••••••• G••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 25, 2025, registered Jan 24, 2025 (-152 days) · RIA to affiliated broker-dealer or bank
- P•••• S••••••••• L•• to W••••• A••••••• A••••••• G••••• L••left Apr 15, 2021, registered Oct 4, 2021 (172 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to P•••• S••••••••• L••left Dec 2, 2020, registered Nov 19, 2020 (-13 days) · Affiliated broker-dealer or bank to another
- I••••••••• C•••••• O• A••••••• I••• to L•• F•••••••• L••left Nov 29, 2017, registered Nov 29, 2017 (0 days) · corporate re-registration, not a move
- T•••• J•••• P•••••• left W••••• A••••••• A••••••• G••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-01-24)Jun 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address