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B•••• S•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant36 years in industry

B•••• S•••••• C•••••••

Advisor at H••••••• W••••• M•••••••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:c4bc3aa1-4418-b8dd-5fde-1cab0b5da560

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 5, 1990 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• W••••• M•••••••••	Independent wealth	Oct 14, 2002	n/a	yes	HOUSTON, TX	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Dec 13, 2005	Apr 10, 2006	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	n/a	Apr 10, 2006	n/a	n/a	Departure no registered destination	Departure
S••••••••• S••••••••• I•••	H••••••• W••••• M•••••••••	Oct 31, 2002	Oct 14, 2002

Relationships

Registered with (4)

→ H••••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 14, 2002 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Dec 13, 2005 to Apr 10, 2006factForm ADV
→ S••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 11, 2002 to Oct 31, 2002factForm ADV
→ L••••••• B••••••••• S••••••••• C••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4bc3aa1-4418-b8dd-5fde-1cab0b5da560
First observed: Jun 5, 1990
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.