This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$358MItem 5.F on the latest filing (2026-02-19); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$357M

Private client RAUM

$358MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

6

RAUM per advisor

$59.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

803

Individual clients

107

High net worth clients

111

Custody, client assets

$41.5M

SEC number

801-107506

CRD

122394

Filings on the tape

18

First filed

Mar 29, 2012

Latest filed

Feb 19, 2026

Organised

Corporation, TX

Website

heritageplanners.com

• Occurred

  Jan 22, 2026
  Advisor changed firm

  Sarah Elizabeth Patton left Heritage Wealth Management for Creative Planning (registered 2026-02-03)

  Form ADVobserved 6 days ago
• Occurred

  Mar 18, 2016
  First Form ADV filing

  Heritage Wealth Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6060a4e1-47be-f252-3f24-7cb99ddb64d6

First observed

Mar 29, 2012

Last observed

Feb 19, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.