DFX Intelligence

J•••• S•••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

J•••• S•••• K••••••••

Advisor at C•••• W•••••• L••

ANNAPOLIS, MD | SEVERNA PARK, MD

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Search this name across graphsid dfx:ria:c4c1bd32-9b24-7adf-56c1-49d5b6f57e00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• W•••••• L••	Independent wealth	Jan 2, 2024	n/a	yes	SEVERNA PARK, MD\|ANNAPOLIS, MD	Current employment
B•• P•••• W•••••	Former SEC adviser	Jan 3, 2020	Dec 31, 2023	no	Annapolis, MD\|ANNAPOLIS, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••• W•••••	C•••• W•••••• L••	Dec 31, 2023	Jan 2, 2024	2	Firm change	RIA to new firm
J•• F•••••••• S••••••• L••	G••••••• I••••••••• L••	Mar 24, 2020	Aug 9, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
123095:328178:MD:2023-12-31	Dec 31, 2023	Jan 2, 2024	ANNAPOLIS, MD	Firm change

Relationships

Registered with (5)

→ C•••• W•••••• L••Registered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ B•• P•••• W•••••Registered adviserregistration: previous registration
Jan 3, 2020 to Dec 31, 2023factForm ADV
→ J•• F•••••••• S••••••• L••Registered adviserregistration: previous registration
Feb 28, 2012 to Mar 24, 2020factForm ADV
→ G••••••• I••••••••• L••Registered adviserregistration: previous registration

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
J•••• S•••• K•••••••• left B•• P•••• W••••• for C•••• W•••••• L•• (registered 2024-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4c1bd32-9b24-7adf-56c1-49d5b6f57e00
First observed: Sep 28, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.