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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BOWMAN, ND | DICKINSON, ND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 10, 2012 | n/a | yes | DICKINSON, ND|BOWMAN, ND | Current employment |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Aug 17, 2009 | Sep 11, 2012 | no | MINNEAPOLIS, MN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 3, 2008 | Jun 26, 2009 | no | SAN DIEGO, CA|BOWMAN, ND | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Dec 13, 2005 | Oct 30, 2008 | no | BOWMAN, ND | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Oct 28, 2003 | Jan 8, 2004 | no | BOWMAN, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUESTAR ASSET MANAGEMENT, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 11, 2012 | Sep 10, 2012 | -1 | Firm change | Other |
| LPL FINANCIAL LLC | QUESTAR ASSET MANAGEMENT, INC. | Jun 26, 2009 | Aug 17, 2009 | 52 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | LPL FINANCIAL LLC | Oct 30, 2008 | Nov 3, 2008 | 4 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | CETERA INVESTMENT SERVICES LLC | Jan 8, 2004 | Dec 13, 2005 | 705 | Firm change after gap | Other |