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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)32 years in industry

JOHN HAROLD GIFFORD

Advisor at NEWEDGE ADVISORS

NEW ORLEANS, LA | TAYLORS, SC | Taylors, SC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66|S63
First exam: Mar 4, 1994
First registration: Oct 6, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2440517

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Aug 10, 2026	n/a	yes	NEW ORLEANS, LA\|Taylors, SC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 26, 2010	n/a	yes	TAYLORS, SC	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Apr 26, 2010	no	GREER, SC	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Aug 12, 2008	Jan 2, 2009	no	GREER, SC\|GREER, SC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 6, 2005	Feb 22, 2008	no	ANDERSON, SC\|MAULDIN, SC\|SALUDA, SC\|LAURENS, SC\|LAURENS, SC\|BELTON, SC\|CLINTON, SC\|GREENWOOD, SC\|NINETY-SIX, SC\|GREENVILLE, SC\|SALUDA, SC\|BELTON, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Apr 26, 2010	Apr 26, 2010	0	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
SUNTRUST INVESTMENT SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Feb 22, 2008	Aug 12, 2008	172	Firm change	Other

Relationships

Registered with (5)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 26, 2010 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Apr 26, 2010factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 12, 2008 to Jan 2, 2009factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 6, 2005 to Feb 22, 2008factForm ADV

Dated events

No dated event names this entity yet.