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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ANDREW LAWRENCE KLEINMAN

Advisor at COASTAL WAY FINANCIAL GROUP, LLC

West Palm Beach, FL

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Search this name across graphsid dfx:ria:c4d32568-3070-42f2-b35e-7058c93c6f8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COASTAL WAY FINANCIAL GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 5, 2001
First registration: Jan 29, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4327162

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COASTAL WAY FINANCIAL GROUP, LLC	State registered	May 30, 2017	n/a	yes	West Palm Beach, FL	Current employment
STOEVER GLASS WEALTH MANAGEMENT, INC.	Former SEC adviser	Sep 1, 2016	Sep 27, 2022	no	boca raton, FL\|NEW YORK, NY	Previous registration
GLOBAL TRUST	Independent wealth	Aug 19, 2013	Jun 27, 2016	no	PALM BEACH GARDENS, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 28, 2013	no	W. PALM BEACH, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Feb 6, 2009	Jun 1, 2009	no	W. PALM BEACH, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 29, 2001	Feb 2, 2009	no	WELLINGTON, FL\|WEST PALM BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STOEVER GLASS WEALTH MANAGEMENT, INC.	COASTAL WAY FINANCIAL GROUP, LLC	Sep 27, 2022	May 30, 2017	-1,946	Firm change after gap	RIA to state RIA
GLOBAL TRUST	STOEVER GLASS WEALTH MANAGEMENT, INC.	Jun 27, 2016	Sep 1, 2016	66	Firm change	Other
MORGAN STANLEY	GLOBAL TRUST	Aug 28, 2013	Aug 19, 2013	-9	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY & CO. LLC	Feb 2, 2009	Feb 6, 2009	4	Firm change	Other

Relationships

Registered with (6)

→ COASTAL WAY FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
May 30, 2017 to presentfactForm ADV
→ STOEVER GLASS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 1, 2016 to Sep 27, 2022factForm ADV
→ GLOBAL TRUSTRegistered adviserregistration: previous registration
Aug 19, 2013 to Jun 27, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 28, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Feb 6, 2009 to Jun 1, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 29, 2001 to Feb 2, 2009factForm ADV

Dated events

Occurred
Sep 27, 2022
Advisor changed firm
Andrew Lawrence Kleinman left Stoever Glass Wealth Management, Inc. for Coastal Way Financial Group, Llc (registered 2017-05-30)
Form ADVobserved 6 days ago