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Reading the graph
Reading the graph
Advisor at MARINER
Mequon, WI | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Aug 17, 2026 | n/a | yes | Mequon, WI|New York, NY | Current employment |
| ANNEX WEALTH MANAGEMENT, LLC | Independent wealth | Sep 11, 2025 | Sep 8, 2026 | no | BROOKFIELD, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ANNEX WEALTH MANAGEMENT, LLC | Mariner | Sep 8, 2026 | Aug 17, 2026 | -22 | Firm change | RIA to ibd |