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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JANE S GOODYEAR

Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC

Columbia, SC

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Search this name across graphsid dfx:ria:c4e97f0a-05ca-7d0a-42e9-7cad3af67afa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT ADVISOR ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 22, 2001
First registration: Feb 25, 2005
Dual registered: yes, broker-dealer
Other names: JANE BRUCE SMITH|JANE S GOODYEAR|JANE B SMITH
IAPD individual key: 4318831

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Jul 6, 2022	n/a	yes	Columbia, SC	Current employment
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Mar 31, 2016	Jun 23, 2022	no	COLUMBIA, SC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 5, 2014	Mar 22, 2016	no	COLUMBIA, SC	Previous registration
Stephens	Bd affiliated wealth	Oct 15, 2010	Feb 26, 2014	no	COLUMBIA, SC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 25, 2005	Oct 6, 2010	no	COLUMBIA, SC\|COLUMBIA, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JANNEY MONTGOMERY SCOTT LLC	INDEPENDENT ADVISOR ALLIANCE, LLC	Jun 23, 2022	Jul 6, 2022	13	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	JANNEY MONTGOMERY SCOTT LLC	Mar 22, 2016	Mar 31, 2016	9	Firm change	Other
Stephens	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 26, 2014	Mar 5, 2014	7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Stephens	Oct 6, 2010	Oct 15, 2010	9	Firm change	Other

Relationships

Registered with (4)

→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: current employment
Jul 6, 2022 to presentfactForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Mar 31, 2016 to Jun 23, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 5, 2014 to Mar 22, 2016factForm ADV
→ STEPHENSRegistered adviserregistration: previous registration
Oct 15, 2010 to Feb 26, 2014factForm ADV

Dated events

Occurred
Jun 23, 2022
Advisor changed firm
Jane S Goodyear left Janney Montgomery Scott Llc for Independent Advisor Alliance, Llc (registered 2022-07-06)
Form ADVobserved 6 days ago