DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••••• A•••••••• L••
LITTLETON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• A•••••••• L•• | Independent wealth | Jul 26, 2022 | n/a | yes | LITTLETON, CO|LITTLETON, CO | Current employment |
| M•••••• A•••• M••••••••• L•• | Former SEC adviser | May 17, 2019 | Nov 26, 2019 | no | Denver, CO|FARMINGTON, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• A•••• M••••••••• L•• | W••••••••• A•••••••• L•• | Nov 26, 2019 | Jul 26, 2022 | 973 | Firm change after gap | Other |
| G•• I••••••••• A••••••• I•• | M•••••• A•••• M••••••••• L•• | Jul 31, 2015 | Mar 21, 2017 |
| M•••••• A•••• M••••••••• L•• | Former SEC adviser | Mar 21, 2017 | Dec 31, 2018 | no | Denver, CO|FARMINGTON, UT | Previous registration |
| G•• I••••••••• A••••••• I•• | Independent wealth | Feb 10, 2014 | Jul 31, 2015 | no | DENVER, CO | Previous registration |
| 599 |
| Firm change after gap |
| Other |