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CRD 107563
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERNESTO MONTES | Certified Financial Planner | DENVER, CO | 6 | 10 | 2 | no |
| Amy Kaufman | n/a | DENVER, CO | 6 | 17 | 1 | no |
| BRIAN JAY FRIEDMAN | Chartered Financial Analyst | DENVER, CO | 5 | 30 | 1 | no |
| CARIN DAWN WAGNER | Certified Financial Planner | DENVER, CO | 5 | 26 | 1 | no |
| MICHAEL THOMAS SULLIVAN | Certified Financial Planner | DENVER, CO | 5 | 21 | 1 | no |
| DEIRDRE MARIE MCGUIRE | n/a | DENVER, CO | 5 | 16 | 1 | no |
| SEBRINA CHRISELDA IVEY | Personal Financial Specialist | DENVER, CO | 5 | 14 | 1 | no |
| REED RUMMEL MCCOY | Certified Financial Planner | DENVER, CO | 5 | 13 | 3 | no |
| JASON RICHARD KITNER | n/a | DENVER, CO | 5 | 22 | 1 | no |
| BARBARA ELIZABETH TERRAZAS | n/a | DENVER, CO | 5 | 13 | 1 | no |
| CHRISTIAN Thomas LEWTON | n/a | DENVER, CO | 5 | 12 | 1 | no |
| MICHELLE ANN MILLS | n/a | DENVER, CO | 5 | 14 | 3 | no |
| Angela Kennedy Lee | Personal Financial Specialist | DENVER, CO | 5 | 28 | n/a | no |
| JENNIFER LYNN Merges | n/a | DENVER, CO | 5 | 10 | n/a | no |
| Sean Patrick Tully | n/a | DENVER, CO | 5 | 12 | 1 | no |
| Robert A Sutphin | n/a | DENVER, CO | 4 | 16 | n/a | no |
| BRADLEY ALLEN ENGLE | n/a | DENVER, CO | 4 | 14 | 1 | no |
| Jack J Miskulin | n/a | DENVER, CO | 2 | 10 | n/a | no |
| David Harry Power | n/a | DENVER, CO | 2 | 12 | n/a | no |
| Carla W Kutnick | n/a | DENVER, CO | 2 | 16 | n/a | no |
| Kathryn Heet | n/a | DENVER, CO | 1 | 13 | n/a | no |
| Makenna Rae Herbert | n/a | DENVER, CO | 1 | 12 | n/a | no |
| NICOLE LEA SMITH | n/a | DENVER, CO | 0 | 26 | n/a | no |
| Miles Ensign O'Neill | n/a | DENVER, CO | 0 | 12 | 1 | no |
| JACOB IAN DAVIS | n/a | DENVER, CO | 0 | 17 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| GHP INTERNATIONAL REFORM AND DEVELOPMENT FUND, L.P. | Hedge Fund | $10.1M | Mar 24, 2026 | 38 | Mar 28, 2012 | reported | 021-89244 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FRIEDMAN, BRIAN, JAY | President | C | yes | 01/1999 | Mar 24, 2026 | Mar 24, 2026 |
| IVEY, SEBRINA, CHRISELDA | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2014 | Mar 24, 2026 | Mar 24, 2026 |
| WAGNER, CARIN, DAWN | VICE PRESIDENT OF WEALTH MANAGEMENT | B | yes | 01/2013 | Mar 24, 2026 | Mar 24, 2026 |
| ENGLE, BRADLEY, ALLEN | DIRECTOR OF RESEARCH, TRADING, AND ANALYTICS | Na | no | 01/2017 | Mar 24, 2026 | Mar 24, 2026 |
| KITNER, JASON, RICHARD | MANAGER OF RESEARCH TRADING AND PORTFOLIO ANALYTICS | Na | no | 03/2022 | Mar 24, 2026 | Mar 24, 2026 |
| Lee, Angela, Kennedy | DIRECTOR OF TAX | Na | no | 03/2022 | Mar 24, 2026 | Mar 24, 2026 |
| LEWTON, CHRISTIAN, Thomas | MANAGER OF RESEARCH TRADING AND PORTFOLIO ANALYTICS | Na | no | 03/2022 | Mar 24, 2026 | Mar 24, 2026 |
| MCCOY, REED, RUMMEL | WEALTH ADVISOR | Na | no | 04/2022 | Mar 24, 2026 | Mar 24, 2026 |
| MCGUIRE, DEIRDRE, MARIE | WEALTH ADVISOR | Na | no | 01/2017 | Mar 24, 2026 | Mar 24, 2026 |
| SULLIVAN, MICHAEL, THOMAS | VICE PRESIDENT OF WEALTH MANAGEMENT | B | no | 07/2016 | Mar 24, 2026 | Mar 24, 2026 |
| TERRAZAS, BARBARA, ELIZABETH | WEALTH ADVISOR | Na | no | 01/2020 | Mar 24, 2026 | Mar 24, 2026 |
| WEHNER, JENNIFER, LYNN | CLIENT RELATIONS MANAGER | Na | no | 03/2022 | Mar 24, 2026 | Mar 24, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ISRAEL INVESTMENT ADVISORS, LLC | n/a | Asset manager | $96.3M | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $3.1B | $3.0B | 25 | 22 | 0 | 1 | n/a |
| 2024 | Feb 25, 2025 | $2.7B | $2.6B | 25 | 22 | 0 | 1 | n/a |
| 2023 | Feb 15, 2024 | $2.4B | $2.4B | 25 | 20 | 0 | 1 | $6.1M |
| 2022 | Mar 27, 2023 | $2.0B | $1.9B | 22 | 16 | 0 | 1 | $6.1M |
| 2021 | Mar 22, 2022 | $2.2B | $2.1B | 22 | 16 | 0 | 1 | $6.1M |
| 2020 | Mar 26, 2021 | $1.7B | $1.7B | 23 | 12 | 0 | 1 | $5.2M |
| 2019 | Feb 26, 2020 | $1.5B | $1.5B | 20 | 14 | 0 | 1 | $5.2M |
| 2018 | Feb 25, 2019 | $1.3B | $1.3B | 18 | 14 | 1 | 1 | $8.2M |
| 2017 | Mar 21, 2018 | $1.1B | $1.0B | 16 | 7 | 1 | 1 | $7.0M |
| 2016 | Mar 23, 2017 | $1.1B | $1.0B | 13 | 6 | n/a | 1 | $5.4M |
| 2015 | Mar 23, 2016 | $910M | $900M | 13 | 6 | n/a | 1 | $5.5M |
| 2014 | Mar 19, 2015 | $906M | $896M | 13 | 6 | n/a | 1 | $5.7M |
| 2013 | Mar 21, 2014 | $822M | $807M | 11 | 6 | n/a | 1 | $6.0M |
| 2012 | Mar 15, 2013 | $662M | $650M | 12 | 6 | n/a | 1 | $5.1M |
| 2011 | Mar 28, 2012 | $605M | $594M | n/a | n/a | n/a | 1 | $4.9M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.1B | $2.7B | 12.5% | $2.0B | 15.6% | 25 | 25 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ISRAEL INVESTMENT ADVISORS, LLC | 4 | Dec 31, 2020 | Jan 26, 2021 | DENVER, CO | Team lift out | Other | 30.8% |