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Advisor at GLOBAL RETIREMENT PARTNERS LLC
SAN RAMON, CA | SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | Institutional manager | Sep 23, 2014 | n/a | yes | SAN RAMON, CA|SAN RAFAEL, CA | Current employment |
| FINANCIAL TELESIS, INC. | Former SEC adviser | Jun 6, 2008 | Nov 17, 2014 | no | SAN RAFAEL, CA|SAN RAMON, CA|SAN RAFAEL, CA | Previous registration |
| RETIREMENT PLAN SOLUTIONS | n/a | Apr 14, 2004 | Jun 6, 2008 | no | WALNUT CREEK, CA | Previous registration |
| ROUND HILL SECURITIES, INC. | n/a | Feb 25, 2004 | Jun 1, 2004 | no | WALNUT CREEK, CA | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Aug 26, 2003 | Apr 2, 2004 | no | WALNUT CREEK, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 31, 2001 | Sep 9, 2003 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL TELESIS, INC. | GLOBAL RETIREMENT PARTNERS LLC | Nov 17, 2014 | Sep 23, 2014 | -55 | Firm change after gap | Other |
| RETIREMENT PLAN SOLUTIONS | FINANCIAL TELESIS, INC. | Jun 6, 2008 | Jun 6, 2008 | 0 | Firm change | Other |
| ROUND HILL SECURITIES, INC. | RETIREMENT PLAN SOLUTIONS | Jun 1, 2004 | Apr 14, 2004 | -48 | Firm change after gap | Other |
| FIRST ALLIED SECURITIES, INC. | ROUND HILL SECURITIES, INC. | Apr 2, 2004 | Feb 25, 2004 | -37 | Firm change after gap | Other |
| WELLS FARGO INVESTMENTS, LLC | FIRST ALLIED SECURITIES, INC. | Sep 9, 2003 | Aug 26, 2003 | -14 | Firm change | Other |