DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Derry Earl Cook
Feed of 09/14/2026
Also filed as Derry Cook
At current firm
11 y
since Sep 23, 2014
In the industry
26 y
since Jan 12, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Sep 23, 2014 · San Ramon, Ca
- Financial Telesis, Inc. formerJun 6, 2008 to Nov 17, 2014 · San Rafael, Ca
- Retirement Plan Solutions unclassifiedApr 14, 2004 to Jun 6, 2008 · Walnut Creek, Ca
- Round Hill Securities, Inc. unclassifiedFeb 25, 2004 to Jun 1, 2004 · Walnut Creek, Ca
- First Allied Securities, Inc. formerAug 26, 2003 to Apr 2, 2004 · Walnut Creek, Ca
- Wells Fargo Investments, LLC unclassifiedJul 31, 2001 to Sep 9, 2003 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- Financial Telesis, Inc. to Global Retirement Partners LLCleft Nov 17, 2014, registered Sep 23, 2014 (-55 days) · Other
- Retirement Plan Solutions to Financial Telesis, Inc.left Jun 6, 2008, registered Jun 6, 2008 (0 days) · Other
- Round Hill Securities, Inc. to Retirement Plan Solutionsleft Jun 1, 2004, registered Apr 14, 2004 (-48 days) · Other
- First Allied Securities, Inc. to Round Hill Securities, Inc.left Apr 2, 2004, registered Feb 25, 2004 (-37 days) · Other
- Wells Fargo Investments, LLC to First Allied Securities, Inc.left Sep 9, 2003, registered Aug 26, 2003 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address