DFX Intelligence

Data Factory

S•••••••• I•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

S•••••••• I•••• L•••••

Advisor at W••••• I•••••••••

NOVATO, CA | LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c4f6012c-aab9-6094-22d0-f12cf4bb996f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 3, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• I•••••••••	Independent wealth	Jun 24, 2020	n/a	yes	NOVATO, CA\|LAS VEGAS, NV	Current employment
B•• W••••• A•••••••• L••	n/a	Sep 26, 2008	Oct 6, 2009	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• W••••• A•••••••• L••	W••••• I•••••••••	Oct 6, 2009	Jun 24, 2020	3,914	Firm change after gap	Other
A••••••••• F•••••••• S•••••••• L••	B•• W••••• A•••••••• L••	Jul 11, 2006	Sep 26, 2008

Relationships

Registered with (3)

→ W••••• I•••••••••Registered adviserregistration: current employment
Jun 24, 2020 to presentfactForm ADV
→ B•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 26, 2008 to Oct 6, 2009factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 17, 2006 to Jul 11, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c4f6012c-aab9-6094-22d0-f12cf4bb996f
First observed: Mar 17, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.