This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

GENEOS WEALTH MANAGEMENT, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 30, 1991earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Dec 30, 1991

First registration

Feb 10, 2003

Dual registered

yes, broker-dealer

Other names

RICHARD MICHAEL KAUL|RICHARD KAUL

IAPD individual key

2196227

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c500607c-c6dd-bcdd-7336-963a482c27b5

First observed

Feb 10, 2003

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.