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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

AGUSTIN ACOSTA

Advisor at J.P. MORGAN SECURITIES LLC

WOODHAVEN, NY | RIDGEWOOD, NY

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Search this name across graphsid dfx:ria:c502863e-7cc4-e874-2b62-f4a3b96d8c68

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 20, 2000
First registration: Feb 21, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4136232

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	May 31, 2016	n/a	yes	RIDGEWOOD, NY\|WOODHAVEN, NY	Current employment
SANTANDER SECURITIES	Bd affiliated wealth	Mar 12, 2015	Apr 22, 2016	no	Jackson Heights, NY\|Brooklyn, NY\|Long Island City, NY\|Long Island City, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Feb 18, 2015	no	CORONA, NY\|CORONA, NY\|WOODHAVEN, NY\|RIDGEWOOD, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 16, 2011	Oct 1, 2012	no	JACKSON HEIGHTS, NY\|NEW YORK, NY\|CORONA, NY\|CORONA, NY	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Feb 21, 2007	Nov 8, 2007	no	PARAMUS, NJ\|SYOSSET, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANTANDER SECURITIES	J.P. MORGAN SECURITIES LLC	Apr 22, 2016	May 31, 2016	39	Firm change	Other
J.P. MORGAN SECURITIES LLC	SANTANDER SECURITIES	Feb 18, 2015	Mar 12, 2015	22	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
CETERA ADVISOR NETWORKS LLC	CHASE INVESTMENT SERVICES CORP.	Nov 8, 2007	Sep 16, 2011	1,408	Firm change after gap	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Feb 18, 2015factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Mar 12, 2015 to Apr 22, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 16, 2011 to Oct 1, 2012factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Feb 21, 2007 to Nov 8, 2007factForm ADV

Dated events

No dated event names this entity yet.