DFX Intelligence

A••••• Z•••• • A••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A••••• Z•••• • A••••••••• L••

CRD 284447

BINGHAM FARMS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c51a7afe-dce9-e85e-15d6-2b73258afc99

Data as of Mar 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Jul 1, 2016 to Mar 28, 2023
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $102M••• Locked
Discretionary RAUM: $43.3M
Private client RAUM: $102Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••••• L•••••• P•••••••••	Other Private Fund	$19.5M	Nov 9, 2018	7	Mar 1, 2016	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
N•••• F••••• N•• F•••• L•	MAJORITY OWNER	E	yes	07/2017	Jul 1, 2016	Mar 28, 2023
Z••••• A•••••• E•••••	MANAGING MEMBER AND CCO	Na	yes	06/2016	Jul 1, 2016	Mar 28, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$102M	$144M	-29.1%	$102M	-0.0%	3	3	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I••••••••• C••••••	2	Jun 7, 2023	Jun 7, 2023	BINGHAM FARMS, MI	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← Z••••• A•••••• E•••••OwnerMANAGING MEMBER AND CCO, ownership code NA, individual
Jul 1, 2016 to presentfactForm ADV
← N•••• F••••• N•• F•••• L•OwnerMAJORITY OWNER, ownership code E, domestic entity
Jul 1, 2016 to presentfactForm ADV

Owns (1)

← Z••••• C••••• A•OwnerMAJORITY OWNER, ownership code E, individual
Feb 26, 2018 to presentfactForm ADV

Moved with (1)

→ I••••••••• C••••••

Dated events

Occurred
Jun 7, 2023
Team lift-out
••• Locked
Form ADVobserved 7 days ago
2 advisors
Occurred
Jun 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 26, 2018
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c51a7afe-dce9-e85e-15d6-2b73258afc99
First observed: Jul 1, 2016
Last observed: Mar 28, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.