A••••• T• D••••

Advisor at D•••• W•••••• L••

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5293784-56d6-7d78-c4aa-773512e76715

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• W•••••• L••	Independent wealth	Jan 8, 2023	n/a	yes	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Current employment
D•••• W••••• M••••••••• G••••	n/a	Sep 14, 2004	May 15, 2023	no	ENGLEWOOD, CO\|GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	D•••• W••••• M••••••••• G••••	Mar 3, 2026	Sep 14, 2004	-7,840	Firm change after gap	Other
D•••• W••••• M••••••••• G••••	D•••• W•••••• L••	May 15, 2023	Jan 8, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
131734:323632:CO:2023-05-15	May 15, 2023	Jan 8, 2023	GREENWOOD VILLAGE, CO	Firm change after gap

Relationships

Registered with (4)

→ D•••• W•••••• L••Registered adviserregistration: current employment
Jan 8, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2003 to Mar 3, 2026factForm ADV
→ D•••• W••••• M••••••••• G••••Registered adviserregistration: previous registration
Sep 14, 2004 to May 15, 2023factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviser

Dated events

Occurred
Mar 3, 2026
Advisor changed firm
A••••• T• D•••• left L•• F•••••••• L•• for D•••• W••••• M••••••••• G•••• (registered 2004-09-14)
Form ADVobserved 7 days ago
Occurred
May 15, 2023
Advisor changed firm
A••••• T• D•••• left D•••• W••••• M••••••••• G•••• for D•••• W•••••• L•• (registered 2023-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5293784-56d6-7d78-c4aa-773512e76715
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.