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S•••••• T••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

S•••••• T••••• H••••••

Advisor at T•••••• P•••• A•••••••• L••

WHITE PLAINS, NY | WILTON, CT

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Search this name across graphsid dfx:ria:c529a4c3-4173-589a-0948-c494affff923

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• P•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• P•••• A•••••••• L••	Independent wealth	Dec 15, 2023	n/a	yes	WHITE PLAINS, NY\|WILTON, CT	Current employment
M•• F•••••••• S•••••••• I•••	Former SEC adviser	Oct 24, 2005	Apr 1, 2010	no	SHELTON, CT\|SHELTON, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	T•••••• P•••• A•••••••• L••	Apr 1, 2010	Dec 15, 2023	5,006	Firm change after gap	Other
W•••••• • R•••	M•• F•••••••• S•••••••• I•••	Oct 11, 2005	Oct 24, 2005

Relationships

Registered with (3)

→ T•••••• P•••• A•••••••• L••Registered adviserregistration: current employment
Dec 15, 2023 to presentfactForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 24, 2005 to Apr 1, 2010factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Feb 18, 2005 to Oct 11, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c529a4c3-4173-589a-0948-c494affff923
First observed: Feb 18, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.