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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Diane McDonald Staples

Advisor at NAVY FEDERAL INVESTMENT SERVICES, LLC

Fuquay Varina, NC | Garner, NC | Vienna, VA

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Search this name across graphsid dfx:ria:c529feab-760f-d275-4539-4b14ec10fd53

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAVY FEDERAL INVESTMENT SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 11
Exams: S66
First exam: Oct 20, 2003
First registration: Nov 20, 2003
Dual registered: yes, broker-dealer
Other names: DIANE KORALLE MCDONALD|DIANE M. STAPLES
IAPD individual key: 4674368

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAVY FEDERAL INVESTMENT SERVICES, LLC	Bd affiliated wealth	Jan 30, 2020	n/a	yes	Vienna, VA\|Garner, NC\|Fuquay Varina, NC	Current employment
ARKADIOS WEALTH ADVISORS	Bd affiliated wealth	Mar 4, 2019	Jan 30, 2020	no	Raleigh, NC	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	Sep 26, 2016	Mar 4, 2019	no	RALEIGH, NC\|ATLANTA, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 15, 2010	Sep 29, 2016	no	SILER CITY, NC\|FUQUAY VARINA, NC\|RALEIGH, NC\|SANFORD, NC\|FUQUAY VARINA, NC\|RALEIGH, NC\|WILMINGTON, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 3, 2005	Oct 18, 2010	no	APEX, NC\|CARY, NC\|CARY, NC\|DURHAM, NC\|APEX, NC\|FAQUAY VARINA, NC\|APEX, NC\|APEX, NC\|CARY, NC\|RALEIGH, NC\|CARY, NC\|GARNER, NC\|RALEIGH, NC\|ABERDEEN, NC\|DUNN, NC\|ERWIN, NC\|GARNER, NC\|FUQUAY VARINA, NC\|FUQUAY-VARINA, NC	Previous registration
NCF FINANCIAL SERVICES, INC.	n/a	Nov 20, 2003	Jan 3, 2005	no	CARY, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARKADIOS WEALTH ADVISORS	NAVY FEDERAL INVESTMENT SERVICES, LLC	Jan 30, 2020	Jan 30, 2020	0	Firm change	RIA to ibd
TRIAD ADVISORS, LLC	ARKADIOS WEALTH ADVISORS	Mar 4, 2019	Mar 4, 2019	0	Firm change	Other
WELLS FARGO ADVISORS	TRIAD ADVISORS, LLC	Sep 29, 2016	Sep 26, 2016	-3	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Oct 18, 2010	Oct 15, 2010	-3	Firm change	Other
NCF FINANCIAL SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Jan 3, 2005	Jan 3, 2005	0	Bulk transfer	Other

Relationships

Registered with (6)

→ NAVY FEDERAL INVESTMENT SERVICES, LLCRegistered adviserregistration: current employment
Jan 30, 2020 to presentfactForm ADV
→ ARKADIOS WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 4, 2019 to Jan 30, 2020factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 26, 2016 to Mar 4, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 15, 2010 to Sep 29, 2016factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2005 to Oct 18, 2010factForm ADV
→ NCF FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 20, 2003 to Jan 3, 2005factForm ADV

Dated events

No dated event names this entity yet.