D•••• M•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c52a4555-8695-9625-8889-43984b6534f9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 31, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 2, 2026	n/a	yes	Palm Coast, FL\|Lake Mary, FL\|Walnut Creek, CA	Current employment
R••• I• W••••• M••••••••• L••	State registered	Aug 15, 2011	n/a	yes	PALM COAST, FL\|LAKE MARY, FL\|GAINESVILLE, FL

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W•••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 15, 2026	Sep 2, 2026	140	Firm change	RIA to ibd
C•••••• F•••••••• M••••••••• L••	S••••••••• W•••••	Mar 2, 2026	Jan 13, 2026

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ R••• I• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 31, 2008 to Dec 31, 2008factForm ADV
→ S••••••••• W•••••Registered adviserregistration: previous registration
Jan 13, 2026 to Apr 15, 2026factForm ADV
→ C•••••• F•••••••• M••••••••• L••

Dated events

Occurred
Apr 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c52a4555-8695-9625-8889-43984b6534f9
First observed: Mar 31, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.