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Advisor at OSAIC ADVISORY SERVICES, LLC
Fraser, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 15, 2024 | n/a | yes | Fraser, CO | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Sep 12, 2023 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Nov 24, 2020 | Aug 1, 2023 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC ADVISORY SERVICES, LLC | Oct 11, 2024 | Oct 15, 2024 | 4 | Firm change | Ibd to ibd |
| NUVEEN ASSET MANAGEMENT, LLC | AMERICAN PORTFOLIOS ADVISORS, INC | Aug 1, 2023 | Sep 12, 2023 | 42 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112697:171070:NY:2024-10-11 | Oct 11, 2024 | Oct 15, 2024 | HOLBROOK, NY | Firm change |