DFX Intelligence

D•••• R•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

D•••• R•••••• T•••••

Advisor at A•••••••• C•••••• M•••••••••

Lakeville, MN | CORNELIUS, NC

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Search this name across graphsid dfx:ria:c5336436-c62f-3318-1ff7-81c5c5364c93

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• M•••••••••	Independent wealth	Nov 3, 2017	n/a	yes	CORNELIUS, NC\|Lakeville, MN	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Jan 31, 2017	Oct 30, 2017	no	Lakeville, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	A•••••••• C•••••• M•••••••••	Oct 30, 2017	Nov 3, 2017	4	Firm change	Other

Relationships

Registered with (2)

→ A•••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Nov 3, 2017 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 31, 2017 to Oct 30, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5336436-c62f-3318-1ff7-81c5c5364c93
First observed: Jan 31, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.