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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

TIMOTHY RICHARD GOLD

Advisor at UBS FINANCIAL SERVICES INC.

TULSA, OK

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 21, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Mar 29, 1994
First registration: Oct 21, 1998
Dual registered: yes, broker-dealer
Other names: TIM GOLD|TIMOTHY GOLD
IAPD individual key: 2460689

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	May 1, 2026	n/a	yes	TULSA, OK	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 8, 2014	May 7, 2026	no	TULSA, OK\|TULSA, OK	Previous registration
WADDELL & REED	Former SEC adviser	Feb 7, 2011	Dec 16, 2014	no	TULSA, OK	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Mar 22, 2004	Jul 26, 2006	no	TULSA, OK\|TULSA, OK	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Oct 21, 1998	Apr 1, 2004	no	TULSA, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	May 7, 2026	May 1, 2026	-6	Firm change	Wirehouse to wirehouse
WADDELL & REED	WELLS FARGO ADVISORS	Dec 16, 2014	Dec 8, 2014	-8	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WADDELL & REED	Jul 26, 2006	Feb 7, 2011	1,657	Firm change after gap	Other
BANC ONE SECURITIES CORPORATION	BANC OF AMERICA INVESTMENT SERVICES, INC.	Apr 1, 2004	Mar 22, 2004	-10	Firm change	Other

Relationships

Registered with (5)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 8, 2014 to May 7, 2026factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 7, 2011 to Dec 16, 2014factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 22, 2004 to Jul 26, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 21, 1998 to Apr 1, 2004factForm ADV

Dated events

Occurred
May 7, 2026
Advisor changed firm
Timothy Richard Gold left Wells Fargo Advisors for Ubs Financial Services Inc. (registered 2026-05-01)
Form ADVobserved 6 days ago