RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• R•••••• G•••
- U•• F•••••••• S••••••• I••• wirehouse currentsince May 1, 2026 · Tulsa, Ok
- W•••• F•••• A••••••• wirehouseDec 8, 2014 to May 7, 2026 · Tulsa, Ok
- W•••••• • R••• formerFeb 7, 2011 to Dec 16, 2014 · Tulsa, Ok
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 22, 2004 to Jul 26, 2006 · Tulsa, Ok
- B••• O•• S••••••••• C••••••••• unclassifiedOct 21, 1998 to Apr 1, 2004 · Tulsa, Ok
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left May 7, 2026, registered May 1, 2026 (-6 days) · Wirehouse to wirehouse
- W•••••• • R••• to W•••• F•••• A•••••••left Dec 16, 2014, registered Dec 8, 2014 (-8 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••••• • R•••left Jul 26, 2006, registered Feb 7, 2011 (1657 days) · Other
- B••• O•• S••••••••• C••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Apr 1, 2004, registered Mar 22, 2004 (-10 days) · Other
- T•••••• R•••••• G••• left W•••• F•••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2026-05-01)May 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address